Tyler Paull Tyler Paull 2023-01-20T19:15:09Z 2022-07-22T13:08:40Z 2023-07-24T22:19:20Z 16.00 \blp\API\Office Tools\BloombergUI.xla Sheet1 Sheet2 Sheet3 0 0 0 1 0 2 13140 21840 32767 32767 False False 2nd Quarter, 2023 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders 0 0 0 0 0 Venues Venue -Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/ Received for Market Orders(cents per hundred shares) Net Payment Paid/ Received for Marketable Limit Orders(USD) Net Payment Paid/ Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/ Received for Non-Marketable Limit Orders(USD) Net Payment Paid/ Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/ Received for Other Orders(cents per hundred shares) 2nd Quarter, 2023 Non-S&P 500 stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders 0 0 0 0 0 Venues Venue -Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/ Received for Market Orders(cents per hundred shares) Net Payment Paid/ Received for Marketable Limit Orders(USD) Net Payment Paid/ Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/ Received for Non-Marketable Limit Orders(USD) Net Payment Paid/ Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/ Received for Other Orders(cents per hundred shares) 2nd Quarter, 2023 Options Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders 100 96.8 3.2 0 0 Venues Venue -Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/ Received for Market Orders(cents per hundred shares) Net Payment Paid/ Received for Marketable Limit Orders(USD) Net Payment Paid/ Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/ Received for Non-Marketable Limit Orders(USD) Net Payment Paid/ Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/ Received for Other Orders(cents per hundred shares) Citadel Institutional Securities LLC 7.9 8.4 0 0 0 0 0 0 0 0 0 0 0 Jane Street Capital LLC 13.2 14.2 0 0 0 0 0 0 0 0 0 0 0 Matrix Executions LLC 33.299999999999997 32.1 50 0 0 0 0 0 0 0 0 0 0 Nomura Securities International , Inc. 6.1 6.6 0 0 0 0 0 0 0 0 0 0 0 Piper Sandler & Co. 9.6999999999999993 9.4 12.5 0 0 0 0 0 0 0 0 0 0 Puma Capital LLC 29.8 29.3 37.5 0 0 0 0 0 0 0 0 0 0 Outset does not have a profit sharing arrangement with or receive rebates or payments for order flow from any of the above venues/market centers