Bill Rapavy
Bryan Heisler
2021-07-19T16:38:10Z
2021-10-13T14:34:45Z
16.00
C:\blp\API\Office Tools\BloombergUI.xla
Sheet1
Sheet2
Sheet3
0
0
0
1
0
2
11160
20730
32767
32767
False
False
3rd Quarter, 2021 |
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S&P 500 Stocks |
Summary |
Non-Directed Orders
as % of All Orders |
Market Orders as % of
Non-Directed Orders |
Marketable Limit
Orders as % of Non-Directed Orders |
Non-Marketable Limit
Orders as % of Non-Directed Orders |
Other Orders as % of
Non-Directed Orders |
0 |
0 |
0 |
0 |
0 |
Venues |
Venue -Non-directed
Order Flow |
Non-Directed
Orders (%) |
Market
Orders
(%) |
Marketable
Limit Orders
(%) |
Non-Marketable
Limit Orders
(%) |
Other
Orders
(%) |
Net Payment
Paid/Received for
Market
Orders(USD) |
Net Payment Paid/
Received for Market
Orders(cents per
hundred shares) |
Net Payment Paid/
Received for
Marketable Limit
Orders(USD) |
Net Payment Paid/
Received for
Marketable Limit
Orders(cents per
hundred shares) |
Net Payment Paid/
Received for Non-Marketable Limit
Orders(USD) |
Net Payment Paid/
Received for Non-Marketable Limit
Orders(cents per
hundred shares) |
Net Payment
Paid/Received for
Other
Orders(USD) |
Net Payment Paid/
Received for Other
Orders(cents per
hundred shares) |
3rd Quarter, 2021 |
|
|
|
|
|
|
Non-S&P 500 stocks |
Summary |
Non-Directed Orders
as % of All Orders |
Market Orders as % of
Non-Directed Orders |
Marketable Limit
Orders as % of Non-Directed Orders |
Non-Marketable Limit
Orders as % of Non-Directed Orders |
Other Orders as % of
Non-Directed Orders |
0 |
0 |
0 |
0 |
0 |
Venues |
Venue -Non-directed
Order Flow |
Non-Directed
Orders (%) |
Market
Orders
(%) |
Marketable
Limit Orders
(%) |
Non-Marketable
Limit Orders
(%) |
Other
Orders
(%) |
Net Payment
Paid/Received for
Market
Orders(USD) |
Net Payment Paid/
Received for Market
Orders(cents per
hundred shares) |
Net Payment Paid/
Received for
Marketable Limit
Orders(USD) |
Net Payment Paid/
Received for
Marketable Limit
Orders(cents per
hundred shares) |
Net Payment Paid/
Received for Non-Marketable Limit
Orders(USD) |
Net Payment Paid/
Received for Non-Marketable Limit
Orders(cents per
hundred shares) |
Net Payment
Paid/Received for
Other
Orders(USD) |
Net Payment Paid/
Received for Other
Orders(cents per
hundred shares) |
3rd Quarter, 2021 |
|
|
|
|
|
|
Options |
Summary |
Non-Directed Orders
as % of All Orders |
Market Orders as % of
Non-Directed Orders |
Marketable Limit
Orders as % of Non-Directed Orders |
Non-Marketable Limit
Orders as % of Non-Directed Orders |
Other Orders as % of
Non-Directed Orders |
100 |
100 |
0 |
0 |
0 |
Venues |
Venue -Non-directed
Order Flow |
Non-Directed
Orders (%) |
Market
Orders
(%) |
Marketable
Limit Orders
(%) |
Non-Marketable
Limit Orders
(%) |
Other
Orders
(%) |
Net Payment
Paid/Received for
Market
Orders(USD) |
Net Payment Paid/
Received for Market
Orders(cents per
hundred shares) |
Net Payment Paid/
Received for
Marketable Limit
Orders(USD) |
Net Payment Paid/
Received for
Marketable Limit
Orders(cents per
hundred shares) |
Net Payment Paid/
Received for Non-Marketable Limit
Orders(USD) |
Net Payment Paid/
Received for Non-Marketable Limit
Orders(cents per
hundred shares) |
Net Payment
Paid/Received for
Other
Orders(USD) |
Net Payment Paid/
Received for Other
Orders(cents per
hundred shares) |
Puma Capital LLC |
42.1 |
42.1 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citadel Institutional Securities LLC |
33.299999999999997 |
33.299999999999997 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Nomura Securities International , Inc. |
16.399999999999999 |
16.399999999999999 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Oppenheimer & Co. Inc. |
5 |
5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities LLC |
2.2999999999999998 |
2.2999999999999998 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Barclays Capital Inc. |
0.9 |
0.9 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Outset does not have a profit sharing arrangement with or receive payment for order flow from any of the above venues/market centers |
37
600
600
70
20
3
25
3
False
False