Tyler Paull Tyler Paull 2022-10-28T17:26:12Z 2022-07-22T13:08:40Z 2022-10-28T18:58:45Z 16.00 \blp\API\Office Tools\BloombergUI.xla Sheet1 Sheet2 Sheet3 0 0 0 1 0 2 15840 29040 28680 32767 False False 3rd Quarter, 2022 S&P 500 Stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders 0 0 0 0 0 Venues Venue -Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/ Received for Market Orders(cents per hundred shares) Net Payment Paid/ Received for Marketable Limit Orders(USD) Net Payment Paid/ Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/ Received for Non-Marketable Limit Orders(USD) Net Payment Paid/ Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/ Received for Other Orders(cents per hundred shares) 3rd Quarter, 2022 Non-S&P 500 stocks Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders 0 0 0 0 0 Venues Venue -Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/ Received for Market Orders(cents per hundred shares) Net Payment Paid/ Received for Marketable Limit Orders(USD) Net Payment Paid/ Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/ Received for Non-Marketable Limit Orders(USD) Net Payment Paid/ Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/ Received for Other Orders(cents per hundred shares) 3rd Quarter, 2022 Options Summary Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders 100 99.2 0.8 0 0 Venues Venue -Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/ Received for Market Orders(cents per hundred shares) Net Payment Paid/ Received for Marketable Limit Orders(USD) Net Payment Paid/ Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/ Received for Non-Marketable Limit Orders(USD) Net Payment Paid/ Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/ Received for Other Orders(cents per hundred shares) Citadel Institutional Securities LLC 9.4 9.5 0 0 0 0 0 0 0 0 0 0 0 Jane Street Capital LLC 3.8 3.6 28.6 0 0 0 0 0 0 0 0 0 0 Matrix Executions LLC 19.399999999999999 19.399999999999999 28.6 0 0 0 0 0 0 0 0 0 0 Nomura Securities International , Inc. 3.1 3.1 0 0 0 0 0 0 0 0 0 0 0 Oppenheimer & Co. Inc. 1.7 1.3 42.8 0 0 0 0 0 0 0 0 0 0 Piper Sandler & Co. 14.5 14.6 0 0 0 0 0 0 0 0 0 0 0 Puma Capital LLC 34.299999999999997 34.6 0 0 0 0 0 0 0 0 0 0 0 Wall Street Access 13.799999999999999 13.9 0 0 0 0 0 0 0 0 0 0 0 Outset does not have a profit sharing arrangement with or receive payment for order flow from any of the above venues/market centers